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NZX Listed Issuer Resource

24 March 2021
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Rachel Dunne
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Rachel Dunne
Roger Wallis
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Roger Wallis
Fiona Bennett
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Fiona Bennett

Contents

We have compiled links to the NZX Listing Rules, Guidance Notes and Practice Notes, as well as other relevant materials for NZX Listed Issuers, for your ease of reference.

NZX Listing Rules (10 December 2020)

​Appendix 1: NZX Corporate Governance Code (10 December 2020)

​Appendix 2: Results Announcement (10 December 2020)

Appendix 3: Takeover Provisions (10 December 2020)​

Appendix 4: Mining Issuer Disclosure (10 December 2020)

​Approval of Appraisers (10 December 2020)

Backdoor and Reverse Listings (10 December 2020)

Continuous Disclosure (10 December 2020)

Diversity Policies and Disclosure (10 December 2020)

Governance (10 December 2020)

Issuer Engagement (10 December 2020)

Major and Related Party Transactions (10 December 2020)

NZX ESG Guidance (10 December 2020)

Spread (10 December 2020)

Trading Halts and Suspensions (10 December 2020)

Accelerated Entitlement Offers (10 December 2020)

Administrative Announcements (10 December 2020)

Announcements for Convertible Securities (10 December 2020)

Application for Quotation (10 December 2020)

Change of Balance Date (10 December 2020)

​Changes to Indices (10 December 2020)

Changing or Replacing Bonds (10 December 2020)

Delisting (10 December 2020)

Effective Announcements (10 December 2020)

Foreign Exempt Issuers (10 December 2020)

Listing and Quotation of Debt Securities (10 December 2020)

Listing and Quotation of Fund Securities (10 December 2020)

Listing and Quotation of New Equity Securities (10 December 2020)

Listing Wholesale Debt (10 December 2020)

Notice of Meeting (10 December 2020)

Notifying Changes in Securities (10 December 2020)

Providing Information Required by Legislation (10 December 2020)

QFP Exemption (10 December 2020)

Rights Issue Requirements and Timetable (10 December 2020)

Redemption of Debt Securities (10 December 2020)

Shareholder Meeting Results (10 December 2020)

Trading Halts (10 December 2020)

Using Announcement Types (10 December 2020)

Class waiver for Periodic Reporting Requirements (3 April 2020)

Class waiver for NZX Listing Rules 4.14.1(a) - On-Market Buybacks (29 July 2019)

Class Ruling on NZX Listing Rule 4.11.1(e) - Issue of Discounted Equity Securities (5 July 2019)

Class Ruling on NZX Listing Rules 2.13.3 - Audit Committee (14 May 2019)

Ruling on NZX Listing Rule 7.1 - Notices of Meeting (11 February 2019)

Class waiver and ruling for NZAX and NXT Market Migration (19 November 2018)

Class waiver and ruling for NZX Main Board and Debt Market Transition (19 November 2018)

Instructions for Templates (8 May 2019)

Template - Application for Trading Halt (NZX Issuer) (8 May 2019)

Template - Application for Trading Halt (NZX & ASX Dual Listed Issuer) (8 May 2019)

Template - Announcement of Shareholder Meeting results (Rule 3.19.1) (26 September 2019)

Template - Capital Change Notice (Rule 3.13.1) (17 October 2019)

Template - Corporate Action Notice (Rule 3.14.1) (17 October 2019)

Template - Distribution Notice (Rule 3.14.1) (18 December 2019)

Template - Financial Results Announcement - Debt only (Rule 3.5) (17 October 2019)

Template - Financial Results Announcement - Equity only or Equity and Debt (Rule 3.5) (17 October 2019)

​Directors and Senior Managers - Initial Disclosure Notice

​Directors and Senior Managers - Ongoing Disclosure Notice

COVID-19 and continuous disclosure (8 April 2020)

​NZSA - Framework for Reporting of CEO Remuneration in New Zealand Companies

​NZFMA – Master ECM Terms (23 March 2020)

​NZ Corporate Governance Forum - Guidelines (July 2015)

MAP Data Guide (January 2019)​

MAP User Guide (January 2019)

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