resource

NZX Listed Issuer Resource

24 March 2021
Speak to our experts
Rachel Dunne
Partner
Rachel Dunne
Roger Wallis
Partner
Roger Wallis
Fiona Bennett
Partner
Fiona Bennett

Contents

We have compiled links to the NZX Listing Rules, Guidance Notes and Practice Notes, as well as other relevant materials for NZX Listed Issuers, for your ease of reference.

NZX Listing Rules (10 December 2020)

​Appendix 1: NZX Corporate Governance Code (10 December 2020)

​Appendix 2: Results Announcement (10 December 2020)

Appendix 3: Takeover Provisions (10 December 2020)​

Appendix 4: Mining Issuer Disclosure (10 December 2020)

​Approval of Appraisers (10 December 2020)

Backdoor and Reverse Listings (10 December 2020)

Continuous Disclosure (10 December 2020)

Diversity Policies and Disclosure (10 December 2020)

Governance (10 December 2020)

Issuer Engagement (10 December 2020)

Major and Related Party Transactions (10 December 2020)

NZX ESG Guidance (10 December 2020)

Spread (10 December 2020)

Trading Halts and Suspensions (10 December 2020)

Accelerated Entitlement Offers (10 December 2020)

Administrative Announcements (10 December 2020)

Announcements for Convertible Securities (10 December 2020)

Application for Quotation (10 December 2020)

Change of Balance Date (10 December 2020)

​Changes to Indices (10 December 2020)

Changing or Replacing Bonds (10 December 2020)

Delisting (10 December 2020)

Effective Announcements (10 December 2020)

Foreign Exempt Issuers (10 December 2020)

Listing and Quotation of Debt Securities (10 December 2020)

Listing and Quotation of Fund Securities (10 December 2020)

Listing and Quotation of New Equity Securities (10 December 2020)

Listing Wholesale Debt (10 December 2020)

Notice of Meeting (10 December 2020)

Notifying Changes in Securities (10 December 2020)

Providing Information Required by Legislation (10 December 2020)

QFP Exemption (10 December 2020)

Rights Issue Requirements and Timetable (10 December 2020)

Redemption of Debt Securities (10 December 2020)

Shareholder Meeting Results (10 December 2020)

Trading Halts (10 December 2020)

Using Announcement Types (10 December 2020)

Class waiver for Periodic Reporting Requirements (3 April 2020)

Class waiver for NZX Listing Rules 4.14.1(a) - On-Market Buybacks (29 July 2019)

Class Ruling on NZX Listing Rule 4.11.1(e) - Issue of Discounted Equity Securities (5 July 2019)

Class Ruling on NZX Listing Rules 2.13.3 - Audit Committee (14 May 2019)

Ruling on NZX Listing Rule 7.1 - Notices of Meeting (11 February 2019)

Class waiver and ruling for NZAX and NXT Market Migration (19 November 2018)

Class waiver and ruling for NZX Main Board and Debt Market Transition (19 November 2018)

Instructions for Templates (8 May 2019)

Template - Application for Trading Halt (NZX Issuer) (8 May 2019)

Template - Application for Trading Halt (NZX & ASX Dual Listed Issuer) (8 May 2019)

Template - Announcement of Shareholder Meeting results (Rule 3.19.1) (26 September 2019)

Template - Capital Change Notice (Rule 3.13.1) (17 October 2019)

Template - Corporate Action Notice (Rule 3.14.1) (17 October 2019)

Template - Distribution Notice (Rule 3.14.1) (18 December 2019)

Template - Financial Results Announcement - Debt only (Rule 3.5) (17 October 2019)

Template - Financial Results Announcement - Equity only or Equity and Debt (Rule 3.5) (17 October 2019)

​Directors and Senior Managers - Initial Disclosure Notice

​Directors and Senior Managers - Ongoing Disclosure Notice

COVID-19 and continuous disclosure (8 April 2020)

​NZSA - Framework for Reporting of CEO Remuneration in New Zealand Companies

​NZFMA – Master ECM Terms (23 March 2020)

​NZ Corporate Governance Forum - Guidelines (July 2015)

MAP Data Guide (January 2019)​

MAP User Guide (January 2019)

Related insights

See all insights

Curved Building Abstract
insight

NZX consults on capital raising settings

27 July 2022
insight

The axe hasn't fallen... Insolvency and restructuring trends ahead

22 June 2022
m&a matters web graphics
insight

Global R&I perspective: Allen & Overy

22 June 2022
insight

Law reform: Will we allow stay and fight to become cut and run?

22 June 2022
insight

Mainzeal and the future of director liability

22 June 2022
New Zealand money
insight

Finance Minister’s broccoli and carrots budget

19 May 2022
podcast

A time for directors to bring their best game

16 May 2022
insight

NZ Corporate Governance – Trends & Insights

11 May 2022
boxes in warehouse
insight

Proposed modern slavery reporting and due diligence regime for New Zealand

02 May 2022
Illustration of people in an office environment
insight

The importance of term sheets

29 April 2022
blue abstract building
insight

Context will determine best capital raise structure

28 April 2022
Moscow Russia
insight

Russia sanctions regulations expanded

26 April 2022
river ocean spiral
resource

Company & Securities Law Resource

11 April 2022
Josh Pringle
podcast

The importance of term sheets

11 April 2022
queenstown at night with stars
insight

Corporate Governance Codes Compared

28 March 2022
sienna spiral
submission

Time to call in expert advice to unscramble directors’ duties law

25 March 2022
abstract earth graphic
insight

A close look at the Russia Sanctions Act

18 March 2022
documents being signed
insight

Feedback sought on Insurance Contracts Bill

04 March 2022
black structured building
insight

Insurance law reform – consigning Steigrad to history

04 March 2022
water drops
insight

Insurance reforms should bolster consumer protections

04 March 2022
black structured building
insight

NZX Corporate Governance Code review

22 November 2021
covid 19
insight

Leading a company into a post-COVID economy – what will it take?

18 October 2021
Sunset powerlines
resource

The NZ Legal Landscape

01 October 2021
track in new zealand
insight

Revamped overseas investment regime

26 May 2021
Wellington Beehive
insight

A steady as she goes Budget – with a social conscience

20 May 2021
mountain background
insight

Legislation introduced requiring climate-related risk disclosures

15 April 2021
m&a matters web graphics
insight

M&A market dusts itself off

29 March 2021
stock market numbers
insight

NZX Top 50 Funding Composition Trends & Insights 2021

17 March 2021
seaview in northland
submission

Submission on Overseas Investment Amendment Bill (No 3) reform

11 December 2020
sienna spiral
podcast

Charting the Top 75 – trends in the data

08 December 2020
sienna spiral
podcast

A time for boardrooms to hold their nerve

30 November 2020
building windows
insight

Debut Homes decision – unhelpful but no cause for alarm

19 November 2020
holding up an arrow animation
insight

Counting the cost of COVID in Queenstown

12 November 2020
new zealand fern
insight

Purpose-driven structures for impact entrepreneurs in Aotearoa

10 November 2020
colourful night sky
insight

New Zealand Corporate Governance – trends & insights

05 November 2020
energy wind farm
insight

Directors' tool kit – Managing climate risk in New Zealand in 2020

02 November 2020
see through board room meeting
insight

Climate risk reporting for NZX firms and finance sector

17 September 2020
Money plant
insight

Court finds environmental advocacy a public good

19 August 2020
geometric shapes
insight

Emerging from COVID‑19

27 July 2020
storm cloud
insight

Climate risk disclosure – coming your way soon?

18 June 2020
building windows
insight

Supreme Court on test for penalty clauses

15 June 2020
mountains new zealand
insight

Some useful refinements to fast-track Overseas Investment Bill

26 May 2020
man completing paperwork
insight

Australian continuous disclosure exemption should be picked up here

26 May 2020
maori weave
insight

Te Pūrongo Ture

21 May 2020
lake whakamaru
submission

Submission on Overseas Investment (Urgent Measures) Amendment Bill

19 May 2020
Covid-19
insight

COVID‑19 ‑ insolvency law changes

18 May 2020
money
insight

A 'let her rip' budget

15 May 2020
lake whakamaru
insight

Overseas Investment Bill changes brought forward

14 May 2020
Covid-19
insight

Looking ahead – a clearer business planning horizon

13 May 2020
dots connecting lines
insight

Data Points – May 2020

12 May 2020
covid 19
insight

Submission on COVID‑19 Response (Further Management Measures) Legislation Bill

08 May 2020
Covid-19
insight

Fast track for Overseas Investment Bill?

28 April 2020
Covid-19
insight

Responding to crisis – governance stocktake for Crown entities

06 April 2020
covid 19
insight

COVID-19 and contractual obligations

03 April 2020
covid 19
insight

Health care for business: COVID-19 financial support

03 April 2020
covid 19
insight

Commerce Commission COVID-19 response update

01 April 2020
river ocean spiral
insight

2019 income tax return filing extension

30 March 2020
Covid-19
insight

COVID-19 Alert Level 4: what this means if you work in the commercial sector

25 March 2020
covid 19
insight

Leading a company through crisis – what will it take?

23 March 2020
covid 19
insight

COVID-19 unprecedented relief for NZX listed issuers

19 March 2020
Covid-19
insight

A checklist for listed companies on COVID-19

11 March 2020
orange windows on building
insight

New Zealand Equity Capital Markets – trends and insights

30 January 2020
lake hawea road
insight

Politics and pragmatism in new overseas investment regime

16 December 2019
storm cloud
submission

Submission on Climate‑Related Financial Disclosure

16 December 2019
lloyds building in london
insight

Lloyds/HBOS: What to learn from the first UK shareholder class action case

29 November 2019
port waikato
insight

Climate change risk brought to account

19 November 2019
crowds walking on purple path
insight

What code comparisons mean for directors

15 November 2019
crowds walking on purple path
insight

Useful reminders on continuous disclosure from across the ditch

11 November 2019
stock market chart on screen
insight

Market Updates – to (P) or not to (P)

30 October 2019
crowds walking on purple path
insight

Corporate governance codes compared

29 October 2019
sienna spiral
insight

Closer oversight for financial sector

25 September 2019
outside of a office building
insight

New Zealand M&A update

19 September 2019
orange windows on building
insight

Capital Markets 2029 releases roadmap for future capital markets development

09 September 2019
field with clouds
insight

Climate change putting heat on directors

07 August 2019
river at warworth
insight

New Zealand overseas investment: Large penalties for illegal land purchase

11 July 2019
river ocean spiral
submission

Submission to MBIE on the Conduct of Financial Institutions

12 June 2019
lake whakamaru
submission

Submission to Treasury on Overseas Investment Act reform

27 May 2019
river ocean spiral
insight

Overseas Investment Act – finally, the review we need to have

18 April 2019
crowds walking on purple path
insight

New Zealand Corporate Governance ‑ trends and insights 2019

17 April 2019
track in new zealand
insight

Consultation begins on overseas investment reform

16 April 2019
sienna spiral
insight

Insider trading 101: how not to do it

09 April 2019
stock market chart on screen
insight

NZX Regulation confirms approach to rotation of Managing Directors

05 April 2019
orange windows on building
insight

ECM update – April 2019

01 April 2019
orange windows on building
insight

New Zealand Equity Capital Markets – trends and insights 2019

15 February 2019
river ocean spiral
insight

The wisdom of mass destruction?

01 January 2019
Maori business
submission

Beneficial ownership register a case of sledgehammer vs nut

01 January 2019