Contents
Chapman Tripp has provided relevant links to the core company/securities law on the New Zealand legislation website.
Companies Act 1993 Liquidation Regulations 1994
Companies (COVID-19—Business Debt Hibernation) Regulations 2020
Companies (Maximum Priority Amount) Order 2015
Companies (Reporting by Insolvency Practitioners) Regulations 2020
Companies (Voluntary Administration) Regulations 2007
Takeovers Code (Class Exemptions) Notice (No 2) 2001
Takeovers Code (Charitable Trusts) Exemption Notice 2019
Takeovers Code (Facilitation of Capital Raising in Response to COVID-19) Exemption Notice 2020
Takeovers Code (Professional Underwriters) Exemption Notice 2004
Takeovers Code (Trustee Corporations) Exemption Notice 2001
Takeovers Code (Trustees of Family Trusts) Exemption Notice 2012
Takeovers Code (Unmarketable Parcels) Exemption Notice 2003
Takeovers Code (Voting Agreements for Schemes of Arrangement) Exemption Notice 2020
Financial Markets Conduct Act 2013
Financial Markets Conduct Regulations 2014
Financial Markets Conduct (Fees) Regulations 2014
Upcoming changes
Financial Services Legislation Amendment Act 2019
Code of Professional Conduct for Financial Advice Services
Financial Markets (Conduct of Institutions) Amendment Bill
Selected designations and class exemptions with ongoing application
Financial Markets Conduct (Australian Licensees) Exemption Notice 2020
Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2016
Financial Markets Conduct (Designation of Restricted Schemes) Order 2016
Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2016
Financial Markets Conduct (Employee Share Purchase Schemes) Exemption Notice 2016
Financial Markets Conduct (Financial Reporting and Other Relief—COVID-19) Exemption Notice 2020
Financial Markets Conduct (Financial Reporting—DIMS Licensees) Exemption Notice 2020
Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016
Financial Markets Conduct (Forward Foreign Exchange Contracts) Designation Notice 2017
Financial Markets Conduct (Incidental Offers) Exemption Notice 2016
Financial Markets Conduct (Irrigation Companies) Exemption Notice 2018
Financial Markets Conduct (Market Index) Exemption Notice 2018
Financial Advisers (NZX Brokers—Client Money and Client Property) Exemption Notice 2020
Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2016
Financial Markets Conduct (Overseas Custodians—Assurance Engagement) Exemption Notice 2018
Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2016
Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers) Exemption Notice 2020
Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016
Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016
Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016
Financial Markets Conduct (Restricted Schemes—Custodian Assurance Engagement) Exemption Notice 2020
Financial Markets Conduct (Shares in Investment Companies) Designation Notice 2017
Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016
Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020
Financial Advisers Code of Professional Conduct for Authorised Financial Advisers 2016
Financial Advisers (Disclosure) Regulations 2010
Financial Advisers (Fees) Regulations 2010
Financial Advisers (Custodians of FMCA Financial Products) Regulations 2014
Financial Advisers (Personalised DIMS) Regulations 2014
Financial Advisers (Australian Licensees) Exemption Notice 2011
Financial Advisers (Australian Qualified Advisers) Exemption Notice 2018
Financial Advisers (Non-NZX Brokers—Client Money) Exemption Notice 2017
Financial Advisers (NZX Brokers—Client Money and Client Property) Exemption Notice 2020
Financial Advisers (Overseas Custodians—Assurance Engagement) Exemption Notice 2018
Financial Advisers (Personalised Digital Advice) Exemption Notice 2018
Financial Markets Conduct (Offers of Financial Products Through Authorised Financial Advisers Supplying Personalised DIMS) Exemption Notice 2015
Financial Advisers (Custodian Assurance Engagement Relief—COVID-19) Exemption Notice 2020
Anti-Money Laundering and Countering Financing of Terrorism Act 2009
Anti-Money Laundering and Countering Financing of Terrorism (Definitions) Regulations 2011
Anti-Money Laundering and Countering Financing of Terrorism (Exemptions) Regulations 2011
Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice 2018
