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Company & Securities Law Resources

03 August 2026
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Roger Wallis
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Josh Blackmore
Partner & Chair of the Board
Josh Blackmore
Fiona Bennett
Partner

Contents

​Chapman Tripp has provided relevant links to the core company/securities law on the New Zealand legislation website.

​​Companies Act 1993​

Companies Act 1993 Regulations 1994

​Financial Reporting Act 2013​

Financial Reporting Regulations 2015​

Financial Reporting (Levies) Regulations 2014​

Tax Administration (Financial Statements) Order 2014​

Auditor Regulation Act 2011​

Auditor Regulations 2012

​Personal Property Securities Act 1999​

Personal Property Securities Regulations 2001​

Property Law Act 2007

​Co-operative Companies Act 1996​

Co-operative Companies (Forms) Regulations 1996

​Receiverships Act 1993​

Companies Act 1993 Liquidation Regulations 1994​

Companies (Maximum Priority Amount) Order 2024​

Companies (Reporting by Insolvency Practitioners) Regulations 2020

Companies (Voluntary Administration) Regulations 2007

​Insolvency (Cross-border) Act 2006

Insolvency Practitioners Regulation Act 2019​

Insolvency Practitioners Regulations 2020

 

​Commerce Act 1986

​Commerce Act (Fees) Regulations 1990

​Overseas Investment Act 2005​

Overseas Investment Regulations 2005​

​Partnership Law Act 2019​

Limited Partnerships Act 2008

​Limited Partnerships Regulations 2008​

Trusts Act 2019

​Takeovers Act 1993

​Takeovers Code

​Takeovers Regulations 2000

​Takeovers Code (Class Exemptions) Notice (No 2) 2001​

Takeovers Code (Charitable Trusts) Exemption Notice 2019

​Takeovers Code (Professional Underwriters) Exemption Notice 2004​

Takeovers Code (Trustee Corporations) Exemption Notice 2001​

Takeovers Code (Trustees of Family Trusts) Exemption Notice 2012

​Takeovers Code (Unmarketable Parcels) Exemption Notice 2003

Takeovers Code (Voting Agreements for Schemes of Arrangement) Exemption Notice 2020

​Financial Markets Conduct Act 2013​

Financial Markets Conduct Regulations 2014​

Financial Markets Conduct (Fees) Regulations 2014​​​

Code of Professional Conduct for Financial Advice Services (1 Novemeber 2025)

​Financial Markets Conduct Class exemptions

​Financial Markets Conduct Designations

​Financial Service Providers (Registration and Dispute Resolution) Act 2008​

Financial Service Providers (Exemptions) Regulations 2010​

Financial Service Providers (Fees) Regulations 2010

Financial Service Providers (Registration) Regulations 2020

Financial Service Providers (Rules for Approved Dispute Resolution Schemes) Regulations 2024

Secret Commissions Act 1910

Code of Professional Conduct for Financial Advice Services (1 November 2025)

​Anti-Money Laundering and Countering Financing of Terrorism Act 2009

Anti-Money Laundering and Countering Financing of Terrorism (Cross-Border Transportation of Cash) Regulations 2010​

Anti-Money Laundering and Countering Financing of Terrorism (Definitions) Regulations 2011​

Anti-Money Laundering and Countering Financing of Terrorism (Exemptions) Regulations 2011​

​Anti-Money Laundering and Countering Financing of Terrorism (Prescribed Transactions Reporting) Regulations 2016

​Anti-Money Laundering and Countering Financing of Terrorism (Requirements and Compliance) Regulations 2011​

Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice 2018​

 

​Financial Markets Authority Act 2011

​Financial Markets Authority (Fees) Regulations 2011​

Financial Markets Authority (Levies) Regulations 2012

​Financial Markets Supervisors Act 2011

​Financial Markets Supervisors Regulations 2014

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