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NZX Listed Issuer Resources

31 January 2025
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Rachel Dunne
Roger Wallis
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Fiona Bennett
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Fiona Bennett

Contents

We have compiled links to the NZX Listing Rules, Guidance Notes and Practice Notes, as well as other relevant materials for NZX Listed Issuers, for your ease of reference.

NZX Listing Rules (31 January 2025)

Appendix 1 - NZX Corporate Governance Code (31 January 2025)

Appendix 2 - Results Announcement (1 April 2023)

Appendix 3 - Takeover Provisions (1 April 2023)

Appendix 4 - Mining Issuer Disclosure (31 January 2025)

Approval of Appraisers (17 June 2022)

Backdoor and Reverse Listings (10 December 2020)

Continuous Disclosure (10 December 2020)

Diversity Policies and Disclosure (1 April 2023)

Governance (31 January 2025)

Issuer Engagement (10 December 2020)

Major and Related Party Transactions (18 December 2023)

NZX ESG Guidance (24 May 2024)

Spread (10 December 2020)

Trading Halts and Suspensions (29 March 2024)

Capital Raising (15 January 2024)

Delisting from NZX (29 March 2024)

Accelerated Offers (September 2024)

Administrative information announcements (September 2024)

Announcement of indices changes (September 2024)

Application for Quotation (September 2024)

Capital Reconstructions (September 2024) 

Change of Balance Date (September 2024)

Conversion of Financial Products (September 2024)

Delisting from NZX (September 2024)

Designations (September 2024) 

Foreign Exempt Issuers (September 2024)

Foreign Exempt Issuers – Direct Listing of existing ASX issuers (September 2024) 

Gender Diversity (September 2024) 

Issues of Warrants (September 2024) 

Issues, redemptions and other changes in Quoted Financial Products (September 2024)

Listing and Quotation of Debt Securities (September 2024)

Listing and Quotation of Equity Securities (September 2024)

Listing and Quotation of Fund Securities (September 2024)

Listing Wholesale Debt (September 2024)

Making Effective Announcements (September 2024)

Meeting Results (September 2024)

Notices of Meeting (September 2024)

Providing information as required under legislation to NZX (September 2024)

QFP applications and cleansing notices (September 2024)

Releasing or replacing a Bond (September 2024)

Redemption of Debt Securities (September 2024)

Rights issue requirements and timetable (September 2024)

Ticker Code Allocation (August 2022)

Trading Halts (September 2024)

Using announcement types when releasing announcements (September 2024)

Annual Report and Governance Checklist (October 2024)

Accelerated, Non-renounceable Entitlement Offers (September 2024)

Share Purchase Plans and Placements (September 2024)

Announcements of capital changes and distributions Issuers of Wholesale Debt (September 2024)

Issuer Authorised Representatives (September 2024)

Issuer Authorised Representative Training (September 2024)

Issuers of Fund Securities (September 2024)

When MAP is unavailable (September 2024)

Class Ruling on NZX Listing Rule 8.3.4 (20 December 2022)

Class Rulings and Waivers for Bank PPSs (21 September 2021)

Announcement Release Checklist (May 2024)

Instructions for Templates (March 2024)

Template - Application for Trading Halt (NZX Issuer) (February 2022)

Template - Application for Trading Halt (NZX & ASX Issuer) (February 2022)

Template - Announcement of Shareholder Meeting results (Rule 3.19.1) (26 September 2019)

Template - Capital Change Notice (Rule 3.13.1) (June 2023)

Template – Wholesale Debt Capital Change Notice (Rule 3.13.1) (September 2023)

Template - Distribution Notice (Rule 3.14.1) (June 2023)

Template - Financial Results Announcement - Debt only (Rule 3.5) (June 2023)

Template - Financial Results Announcement - Equity only or Equity and Debt (Rule 3.5) (June 2023)

​Directors and Senior Managers - Initial Disclosure Notice

​Directors and Senior Managers - Ongoing Disclosure Notice

Remuneration Reporting Template (20 December 2023)

Prescribed form to notify or change Authorised Representative information

NZ Shareholders’ Association policies

NZFMA – Master ECM Terms (29 August 2024)

​NZ Corporate Governance Forum - Guidelines (July 2015)

MAP Data Guide (May 2024)​

MAP User Guide (April 2024)

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