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NZX Listed Issuer Resources

07 August 2023
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Rachel Dunne
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Rachel Dunne
Roger Wallis
Partner
Fiona Bennett
Partner
Fiona Bennett

Contents

We have compiled links to the NZX Listing Rules, Guidance Notes and Practice Notes, as well as other relevant materials for NZX Listed Issuers, for your ease of reference.

NZX Listing Rules (1 April 2023)

Appendix 1 - NZX Corporate Governance Code (1 April 2023)

Appendix 2 - Results Announcement (1 April 2023)

Appendix 3 - Takeover Provisions (1 April 2023)

Appendix 4 - Mining Issuer Disclosure (1 April 2023)

Approval of Appraisers (17 June 2022)

Backdoor and Reverse Listings (10 December 2020)

Continuous Disclosure (10 December 2020)

Diversity Policies and Disclosure (1 April 2023)

Governance (1 April 2023)

Issuer Engagement (10 December 2020)

Major and Related Party Transactions (10 December 2020)

NZX ESG Guidance (1 April 2023)

Spread (10 December 2020)

Trading Halts and Suspensions (17 June 2022)

Accelerated Offers (February 2022)

Administrative information announcements (February 2022)

Announcement of indices changes (February 2022)

Application for Quotation (February 2022)

Capital Reconstructions (February 2022) 

Change of Balance Date (February 2022)

Conversion of Financial Products (February 2022)

Delisting Process for Equity Issuers (February 2022)

Designations (February 2022) 

Foreign Exempt Issuers (February 2022)

Foreign Exempt Issuers – Direct Listing of existing ASX issuers (February 2022) 

Gender Diversity (February 2022) 

Issues of Warrants (June 2022) 

Issues, redemptions and other changes in Quoted Financial Products (February 2022)

Listing and Quotation of Debt Securities (February 2022)

Listing and Quotation of Equity Securities (February 2022)

Listing and Quotation of Fund Securities (February 2022)

Listing Wholesale Debt (February 2022)

Making Effective Announcements (February 2022)

Meeting Results (February 2022)

Notices of Meeting (February 2022)

Providing information as required under legislation to NZX (February 2022)

QFP applications and cleansing notices (February 2022)

Releasing or replacing a Bond (February 2022)

Redemption of Debt Securities (February 2022)

Rights issue requirements and timetable (February 2022),

Ticker Code Allocation (August 2022)

Trading Halts (February 2022)

Using announcement types when releasing announcements (February 2022)

 

Class Ruling on NZX Listing Rule 8.3.4

Class Rulings and Waivers for Bank PPSs

Announcement Release Checklist (June 2022)

Instructions for Templates (February 2022)

Template - Application for Trading Halt (NZX Issuer) (February 2022)

Template - Application for Trading Halt (NZX & ASX Issuer) (February 2022)

Template - Announcement of Shareholder Meeting results (Rule 3.19.1) (26 September 2019)

Template - Capital Change Notice (Rule 3.13.1) (June 2023)

Template - Capital Change Notice (Rule 3.13.1) (June 2023)

Template - Distribution Notice (Rule 3.14.1) (June 2023)

Template - Financial Results Announcement - Debt only (Rule 3.5) (June 2023)

Template - Financial Results Announcement - Equity only or Equity and Debt (Rule 3.5) (June 2023)

​Directors and Senior Managers - Initial Disclosure Notice

​Directors and Senior Managers - Ongoing Disclosure Notice

NZ Shareholders’ Association policies

NZFMA – Master ECM Terms (30 June 2023)

​NZ Corporate Governance Forum - Guidelines (July 2015)

MAP Data Guide (November 2021)​

MAP User Guide (May 2023)

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